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UK Arms and Yemen

Jurisdiction

United Kingdom

Locale

Armed Conflict in Yemen

Recipient State

Saudi Arabia

Status

Closed

Litigation against arms transfers in the context of the Yemen war first entered the UK courts in 2016. Two claims for

, submitted before Administrative Courts, have sought to challenge the decisions of the Secretary of State for International Trade to allow licences to be granted for the export of arms and military equipment to Saudi Arabia. The claimants have broadly argued that the assessments by the Secretary of State as part of the decision-making process failed to take into account strong evidence of repeated and ongoing serious international humanitarian law violations by the Saudi-led coalition in Yemen. When compared with challenges in other jurisdictions, this case is the only one in which the state’s licensing policy in relation to a specific end-user – as opposed to specific licences – has undergone judicial review.

On 6 June 2023, the High Court delivered a judgement on the second Judicial Review, which included both open and closed proceedings. The Court rejected all four grounds of challenge, finding that the then Secretary of State for International Trade was not acting irrationally in their decision to licence arms sales to the Saudi-led Coalition. 

Watch full webinar here (27 June 2023)

Latest developments

Case Analysis

Proceedings in the UK have not substantively scrutinised the merits of the decisions by the Secretary of State to grant licences for the export of arms and military equipment to Saudi Arabia. Rather, as a result of the more limited grounds for judicial review under UK domestic law, the Court is only able to assess whether the government’s approach to decision-making was in line with the public law standard of rationality, a very high threshold that is particularly challenging to satisfy when it comes to government decision-making on sensitive matters such as arms exports.

Despite these structural barriers, in the first administrative challenge, the Court of Appeal overturned an earlier decision in favour of the government by the Divisional Court. The Court of Appeal ruled in CAAT’s favour and required the government to cease issuing new licences for exports to Saudi Arabia based on its judgement that the Secretary of State had failed to properly take into account the risk of serious violations of IHL. Specifically, it concluded that the Secretary of State had failed to assess the existence of a past pattern of serious violations of IHL as part of the assessment of the risk of future violations.

Impact of the Court of Appeal’s ruling

However, the actual impact of this ruling on arms exports has been notably limited. This was partly due to the limited remedy that was awarded to the claimants, as rather than impose a blanket ban on all exports or suspend all licences for specific types of goods that might be involved in air attacks, as the Court was in theory competent to do, the Secretary of State was only instructed not to grant new licences, meaning that transfers could still continue under existing licences that remained valid.

The impact of this ruling was however short-lived. Only a year after this judgement, the Secretary of State announced that, following a review of its licencing processes, the UK authorities were permitted to resume granting new licences to Saudi Arabia as it was determined that there was no ‘clear risk’ of serious violations of IHL. This was challenged in a fresh claim for judicial review initiated by CAAT in 2020 that is still ongoing.

Second administrative challenge

A significant amount of publicly-available evidence has been brought forward by CAAT and other intervening NGOs that strongly indicate a pattern of IHL violations by Saudi Arabia, both through direct airstrikes and other activity including acts of torture. The government has, however, sought to have second administrative challenge dismissed on the grounds that it has made a thorough assessment of past allegations of violations of IHL, and taken this fully into account as part of its overall assessment of risk. The government argues that it relies on classified information when carrying out risk assessments to decide whether to grant licences. This evidence was reviewed in closed proceedings on 1 and 2 February 2023, meaning that much of the court’s deliberations, as well as the evidence itself, will not be publicly disclosed at any point, including to the claimants, making it harder to successfully challenge the government in open sessions without knowing the evidential basis of its decision making.

On 6 June 2023, the High Court rejected the grounds for challenge brought by CAAT, finding that the then Secretary of State for International Trade was not acting irrationally in their decision to licence arms sales to the Saudi-led Coalition. This is despite the fact that evidence of breaches of IHL were dismissed by the government if they were not subject to assessment by the Joint Incidents Assessment Team (JIAT), which was coordinated by the Saudi-led coalition and has been proven to be partial.

The competence to grant, amend, suspend, or revoke licences for the export of arms and military equipment in the UK is vested in the Secretary of State for International Trade per the terms of the 2008 Export Control Order, Articles 26 and 32.

The legislative framework for the UK’s export controls is found in the 2002 Export Control and the 2008 Export Control Order. Prior to the UK’s exit from the EU, and during the period to which the current challenge relates, the Consolidated Criteria informed UK licensing decision-making, in a manner that took into account the UK’s external obligations under the EU Common Position and was interpreted in light of the EU User’s Guide. On 8 December 2021, the UK issued new guidance that amended the Consolidated Criteria in a manner that risks further stifling the opportunity to strike down government decision making on arms exports in judicial proceedings.

For a more detailed overview of the UK framework, see the Annual Report on Strategic Export Controls here.

Two claims have been brought by the UK-based NGO Campaign Against Arms Trade (CAAT), represented by Leigh Day.

Four other NGOs intervened in both proceedings: Amnesty International, Human Rights Watch, Oxfam, and Rights Watch (UK). In April 2021, Mwatana for Human Rights was granted permission to intervene in Challenge 2.

To get in touch with the claimants and their legal representatives, please see here.

Themes

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The classified nature of the evidence relied on by the government in its licencing decisions has created issues of oversight and accountability, and has resulted in the cases taking place, in part, in closed proceedings. CAAT was represented by two Special Advocates, as in the first judicial review, with the required security clearance, who were able to view and challenge the closed evidence.

Read more about the lack of transparency in other jurisdictions

The court has affirmed the legal standing of NGOs to bring administrative challenges of this nature.

Read more about whether claimants have been granted standing in other jurisdiction

The merits of licensing decisions by the UK Secretary of State have not been considered in close detail, and proceedings have instead considered the narrower question of the rationality of the government’s approach to licensing decisions.

Read more about the issue of justiciability in other jurisdictions

At the time of proceedings, the EU Common Position was given domestic legal effect in the UK through the UK’s Consolidated Criteria, but it was not being fully implemented in the UK’s licensing practice, and the EU User’s Guide was not seen as imposing any enforceable procedural obligations. 

Read more about the applicability of the ATT and the EU Common Position in other jurisdictions

While the possibility to halt all exports remains possible, the Court has not ruled to this effect and has instead allowed extant cases to remain operative. See Challenge 1.

Read more about whether claimants have been granted remedy in other jurisdictions

Cases

Two separate claims have been brought in the UK courts, with the most recent case pending on appeal following a hearing at the High Court in January 2023. Click ‘explore case’ to find out about each case in more detail and access all case documents.

Case status

Closed

First Administrative Challenge against the Secretary of State for International Trade

Explore case

This case sought to challenge the government’s decision to grant licences for the export of military goods to Saudi Arabia and its justification that there was no clear risk that these items might be involved in IHL violations. On appeal, the court ruled that the Secretary of State had failed to properly consider evidence of a pattern of IHL violations by Saudi Arabia in Yemen and instructed the Secretary of State to not grant new licences.

Closed

Second Administrative Challenge against the Secretary of State for International Trade

Explore case

This claim for judicial review was filed after the then Secretary of State decided to resume granting new licences for arms sales to Saudi Arabia concluding that, following a review of the UK’s licensing process, there was no ‘serious risk’ of IHL violations and no evidence that Saudi activity in Yemen amounted to a pattern of IHL violations but rather that any violations of IHL are ‘isolated’ incidents. On 6 June 2023, the High Court found that the decision was not irrational.

Timeline

FILTERS

06 Jun 2023

Challenge 2

The High Court dismissed the grounds for challenge, finding that the then Secretary of State for International Trade was not acting irrationally in their decision to licence arms sales to the Saudi-led Coalition.

Read the judgement here

02 Feb 2023

Challenge 2

Proceedings in the High Court close on schedule. A judgement is expected in spring/summer 2023.

31 Jan 2023

Challenge 2

Three days of both open and closed proceedings begin in CAAT’s judicial review challenging the decision of the Secretary of State for International Trade to renew arms exports licences to Saudi Arabia. In the open hearing the Claimant pointed to the strong dependence of the UK government on reports by the Saudi-led Coalition’s internal investigation body, the Joint Incidents Assessment Team (JIAT), which are often not available and noted that half of all “credible” allegations of IHL violations attributed to Saudi Arabia were placed in the “insufficient information” category when making assessments.

CAAT's Skeleton argument for substantive hearing 31 January

13 Jan 2022

Challenge 2

A closed court session takes place.

20 Apr 2021

Challenge 2

Permission granted to CAAT to advance its challenge to the High Court.

Read the High Court ruling here

22 Jan 2021

Challenge 2

Government response. The government responds to CAAT's application for judicial review and submits that permission for judicial review should be refused. It submits that there is no basis to suggest that the Secretary of States decision-making approach is irrational, and that there is no basis for asserting that the Secretary of State’s conclusion that there is no ‘pattern’ of violations is irrational.

Read the government's response here

26 Oct 2020

Challenge 2

Case enters the courts. CAAT submits an application for judicial review to the High Court.

Read the application for judicial review

20 Jun 2019

Challenge 1

Judgement issued by the Court of Appeal. CAAT's appeal is partly accepted. The Secretary of State is instructed not to grant new licences for the sale or transfer of arms or military equipment to Saudi Arabia that might be used in Yemen, but is not required to suspend or revoke existing licences.

Read the judgement of the Court of Appeal and court order here

09-11 Apr 2019

Challenge 1

CAAT's appeal is heard at the Court of Appeal.

Read the transcript of the hearing at the Court of Appeal

04 May 2018

Challenge 1

Permission granted to CAAT to appeal the decision of the High Court of Justice at the Court of Appeal.

Read the judgement of the Court of Appeal here

10 Jul 2017

Challenge 1

Judgement of the High Court issued. The claim is dismissed on all grounds.

Read the Judgement of the High Court of Justice

07-08 Feb 2017

Challenge 1

CAAT's application for judicial review is heard at the High Court of Justice.

Read the transcripts of the hearing at the High Court of Justice

30 Jun 2016

Challenge 1

The High Court hearing takes place and CAAT is granted permission to proceed to judicial review.

Read the High Court of Justice order granting permission to apply for judicial review

18 Apr 2016

Challenge 1

A High Court judge refuses CAAT's application for judicial review, without a hearing. CAAT applies for a full High Court hearing for permission to bring a Judicial Review.

Read the High Court's refusal of permission to proceed

09 Mar 2016

Challenge 1

Case enters the courts. CAAT submits a request for judicial review to the High Court of Justice (Divisional Court).

Read CAAT's submission here

Analysis

13 July 2023

UK Arms Sales to Saudi Arabia: Making [Non]Sense of the Judgement

Katie Fallon | Campaign Against Arms Trade (CAAT)

This blog discusses lessons learned and problematic aspects of the the UK High Court's judgment on CAAT’s legal challenge to the UK government, over its arms sales to Saudi Arabia for use in the war in Yemen.

12 September 2023

GLAN and Mwatana Appeal UK Arms Sales to KSA

Global Legal Action Network (GLAN) and Mwatana for Human Rights

This press release discusses GLAN and Mwatana's request to the UK Court of Appeal to appeal against the High Court's recent judgment on the UK government's arms sales to Saudi Arabia.

06 June 2023

Arms Trade Campaigners Defiant After Disappointing High Court Judgement Over Saudi Arabia Arms Sales

Campaign Against Arms Trade (CAAT)

This press release reflects on the High Court’s judgement to CAAT’s legal challenge to the UK government, over its arms sales to Saudi Arabia for use in the war in Yemen.

23 March 2023

What's Next for CAAT's Court Case on Arms to Saudi Arabia?

Campaign Against Arms Trade (CAAT)

This blog post reflects on the process of CAAT's legal challenge to the UK government, over its arms sales to Saudi Arabia for use in the war in Yemen.

29 January 2021

UK Arms Exports to Saudi Arabia: Q & A

Louisa Brooke-Holland and Ben Smith | House of Commons Library

This briefing paper discusses UK arms exports to Saudi Arabia, with a particular focus on the risk of their use in Yemen in light of the scale of alleged IHL and IHRL violations by the Saudi-led coalition. It also provides an overview and discussion on CAAT's judicial review proceedings.

28 June 2019

Legal challenges to EU member states’ arms exports to Saudi Arabia: Current status and potential implications

Giovanna Maletta | SIPRI

This article provides a detailed overview of legal challenges against arms exports to Saudi Arabia, with a particular focus on the Italian and UK context.

24 June 2019

U.K. Court Nixes Saudi Arms Sales–What it Means for the US and Other EU Countries

Kristine Beckerle and Dearbhla Minogue | Just Security

This article, written following the decision of the Court of Appeal in June 2019, considers the significance and impact of this ruling on UK government policy and practice as well as how it might shape how EU member states and the United States might consider arms sales to the Saudi-led coalition.

11 December 2015

Legal opinion on UK arms exports to Saudi Arabia

Professor Philippe Sands QC, Professor Andrew Clapham, and Blinne Ní Ghrálaigh (Matrix Chambers) | commissioned by Amnesty International UK, Oxfam, and Saferworld

This legal opinion concludes that the UK Government is acting in breach of its obligations arising under UK law, the EU Common Position on Arms Exports and the Arms Trade Treaty by continuing to authorise arms transfers to Saudi Arabia capable of being used in Yemen.

Contact & More Information

If you would like to know more about this case, please get in touch with our primary contact Sam Perlo-Freeman by email

Find out more about the work of the claimants at their website:

CAAT